Fund Compliance & Operations Management
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Mission / 4-Level Concept: 

The Fund & Asset Management Officer Program is a Business and Administration Management Training Program for Fund Industry Professionals. With the great number of participating leading business experts the training program provides intense exchange of knowledge and experience and brings together investment fund professionals and industry practitioners on four different learning levels.


Fund Academy AG, Zurich


Legal (CISA, FINMA, SFA) and fiscal basics as well as operations management, tasks and duties of fund management company/SICAV and custodian bank, characteristics of accounting, annual financial statements, valuation and inventory, costs, publication and notification requirements, compliance, risk management, controlling, audit, Swiss Fund Data.

Objective of the training: 

The training offers an ideal preparation for the Swiss Fund & Asset Management Officer FA/IAF. Thematic focus lies on Swiss domiciled funds; participants gain insight into the essential operational concerns within the fund business. They make themselves familiar with the most important procedures, regulations, technical terms and definitions of fund administration and get to know the fundamental overall context.

Target group / requirements: 

This 3-days training for product and operations management is suitable for employees from fund management companies, custodian banks, fund representatives and others as interesting update to keep up to date and to exchange with colleagues from related areas of work (also suitable for career changers).
Basic knowledge of banking, investments and commercial needed; no profound mathematical, statistical, legal precognition needed.

Follow-up training: 

Swiss Fund & Asset Management Officer FA/IAF (realisation Fund Academy / Association for Continous Education in the Financial Industry)

Lead and organisation: 

Sandra Weisstanner-Greutmann, Fund Academy AG, Zurich (phone 044 211 00 13)


Certificate / Diploma: 

Fund Operations Specialist FA
The participants may pass a test after the training. Subject-matter of the test: topics and contents discussed in the course.

Date Time Duration Location No. of Training Description of course   Registration
dates on request

FA Atelier Pratique Legal / Compliance Genève

FER, 12.4.2018

PDF   1521046169.pdf

Save the date
Friends of Funds

17.4.2018 Zürich 
5.6.2018 Genéve

Fund & Asset Management Officer Concept (4-Level-Program)

Legal / Compliance / Risk / Operations & Strategic Management Excellence for Fund & Asset Management Industry Professionals (engl.)

PDF   Fund & Asset Management Officer Portrait